Financial services industry + Law and legislation -- United States
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Financial services industry + Law and legislation -- United States
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Financial services industry + Law and legislation
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Incoming Resources
- Troubled Asset Relief Program, Home Affordable Modification Program continues to face implementation challenges : testimony before the Committee on Oversight and Government Reform, House of Representatives, statement of Gene L. Dodaro
- Dodd-Frank Wall Street Reform and Consumer Protection Act
- Fixing the watchdog, legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 15, 2011
- Consumer Financial Protection Bureau
- The "pay ratio provision" in the Dodd-Frank act, legislation to repeal it in the 113th Congress, Gary Shorter
- Financial services and cybersecurity, the federal role, N. Eric Weiss, M. Maureen Murphy
- Legislation to repeal the private equity fund adviser registration requirement in the Dodd-Frank Act, in brief, Gary Shorter
- Financial reform, muni bonds and the LCR, Marc Labonte, David W. Perkins
- Legislative proposals to address the negative consequences of the Dodd-Frank whistleblower provisions, hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, May 11, 2011
- Challenges facing the U.S. capital markets to effectively implement Title VII of the Dodd-Frank Act, hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, December 12, 2012
- DOL's 2015 proposed fiduciary rule on investment advice, John J. Topoleski
- The new financial deal, understanding the Dodd-Frank Act and its (unintended) consequences, David Skeel
- Bank Secrecy Act, federal agencies should take action to further improve coordination and information-sharing efforts : report to the Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs, U.S. Senate
- Building the CFPB, a progress report, Consumer Financial Protection Bureau
- Responsible Consumer Financial Protection Regulations Act of 2013, report together with minority views (to accompany H.R. 2446) (including cost estimate of the Congressional Budget Office)
- An Act to Amend the Consumer Financial Protection Act of 2010 to Specify that Privilege and Confidentiality are Maintained When Information is Shared by Certain Nondepository Covered Persons with Federal and State Financial Regulators, and for Other Purposes
- To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption, report together with minority views (to accompany H.R. 1573) (including cost estimate of the Congressional Budget Office)
- Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session, on examining the major aspects of the Dodd-Frank Act, September 30, 2010
- The costs of implementing the Dodd-Frank Act, budgetary and economic : hearing before the Subcommittee on Oversight and Investigation of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 30, 2011
- Dodd-Frank Act, hybrid capital instruments and small institution access to capital : report to congressional committees
- Act of Congress, how America's essential institution works, and how it doesn't, Robert G. Kaiser
- Community Banking Connections, a supervision and regulation resource
- Gramm-Leach-Bliley Act
- Dodd-Frank Act, agencies' efforts to analyze and coordinate their rules : report to congressional addressees
- Introduction to financial services, Marc Labonte
- Regulation of money service businesses, hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, second session, March 20, 2010
- Dodd-Frank Act's effects on financial services competition, hearing before the Subcommittee on Intellectual Property, Competition, and the Internet of the Committee on the Judiciary, House of Representatives, One Hundred Twelfth Congress, second session, July 10, 2012
- Consumer Financial Protection Safety and Soundness Improvement Act of 2011, report together with minority views (to accompany H.R. 1315) (including cost estimate of the Congressional Budget Office)
- Consumer Right to Financial Privacy Act of 2013, report together with minority views (to accompany H.R. 2571) (including cost estimate of the Congressional Budget Office)
- Introduction to financial services, Cheryl R. Cooper, David H. Carpenter
- Introduction to financial services, Marc Labonte
- The administration's proposals for financial regulatory reform, hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, September 23, 2009
- Employee ownership of registration-exempt company securities, proposals to reform required corporate disclosures (section 507 of S. 2155, S. 488, H.R. 1343, and section 406 of H.R. 10), Gary Shorter
- The impact of Dodd-Frank on customers, credit, and job creators, hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, July 10, 2012
- Who's in your wallet?, Dodd-Frank's impact on families, communities, and small businesses : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, one Hundred Twelfth Congress, second session, July 19, 2012
- Consumer Financial Protection Agency Act of 2009, report together with dissenting views (to accompany H.R. 3126) (including cost estimate of the Congressional Budget Office)
- Community and consumer advocates' perspectives on the Obama administration's financial regulatory reform proposals, hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 16, 2009
- Providing for consideration of the bill (H.R. 1315) to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, and for other purposes, (to accompany H. Res. 358)
- Legislative proposals to promote accountability and transparency at the Consumer Financial Protection Bureau, hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, second session, February 8, 2012
- Financial privacy laws affecting sharing of customer information among affiliated institutions, M. Maureen Murphy
- The early agenda of the Consumer Financial Protection Bureau, the Nonbank Supervision Program, Sean M. Hoskins
- Building the CFPB, a progress report, Consumer Financial Protection Bureau
- Implications of the "Volcker Rules" for financial stability, hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, second session ... February 4, 2010
- Gramm-Leach-Bliley Act
- Financial Reform, overview of the Volcker Rule, Rena S. Miller
- DOL's 2016 fiduciary rule on investment advice, John J. Topoleski
- Dodd-Frank regulations, agencies conducted regulatory analyses and coordinated but could benefit from additional guidance on major rules : report to congressional addressees
- Board of Governors of the Federal Reserve System, the Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system
- Financial Stability Oversight Council (FSOC), structure and activities, Jeffrey M. Stupak
- In and out of crisis, the global financial meltdown and left alternatives, Greg Albo, Sam Gindin and Leo Panitch